Effective Date: 06-05-2025
Scope
This Privacy Policy (“Policy”) describes how Baum Capital Partners Management, LLC (“Baum Capital Partners”, “us”, “our” or “we”) treats personal information on our websites where the Policy is located (the “Platform”). Please note that this policy does not apply to our collection and processing of any nonpublic personal information (“NPI”) that is covered by the Gramm-Leach-Bliley-Act (“GLBA”). If we process your NPI as a financial institution, you may receive a separate privacy policy from us that governs our processing of NPI.
This Platform is operated in the United States and intended for use by individuals who are located in the United States.
Type of Information We Collect
We collect information from you and about you. Here are some examples of the information we may collect:
- Contact Information. For example, we may collect your name, mailing address, telephone number and email address. We may also collect your mobile phone number or LinkedIn profile information.
- Information You Submit. We may collect information when you send us a message through the “Connect” page or similar features on our Platform.
- Commercial Information. We may collect personal information that could identify you and relates to investments or services in which you are interested or have considered.
- Other Information. For example, we, or our vendors, may collect the type of device or browser you use to access our Platform. We may also collect your device identifier, IP address or mobile operating system. We might also look at what site you came from, or what site you visit when you leave us.
How We Collect Your Information
We collect your information in different ways. Below are some examples of how we may collect your information.
- Directly From You. For example, when you submit an inquiry to us or submit a referral.
- Passively. For example, when you visit and navigate our Platform on any device. We may also collect information about users over time and across different websites and devices when you use the Platform.
- From Third Parties. We may receive information about you from other sources. For example, this may include receiving information from our business partners, including analytics vendors.
- By Combining Information. For example, we may combine information that we collect offline with information we collect through our Platform. We may also combine information we collect about you from the different devices you use to access our Platform.
How We Use Your Information
Examples of how we may use your information include:
- To Run and Improve Our Platform and Business. We may use your information to make our Platform and business better. We may also use your information to provide you with information about our business.
- To Respond to Your Requests or Questions. This may include responding to your feedback.
- To Communicate With You. We may communicate with you about our relationship. We may also contact you about this Policy or our Platform terms and conditions.
- For Marketing Purposes. We may provide you with information about our company and our business initiatives or investments. For more information about your choices related to these communications, see the Choices section below.
- For Security Purposes. This could include protecting our company and customers who use our services. It may also include protecting our Platform.
- As Otherwise Permitted By Law or As We May Notify You.
- As Requested or Directed By You.
How We Share Your Information
We may share your information in the following ways:
- Internally. We may share your information with our parent, subsidiary, and affiliate entities.
- With Our Service Providers. We may share your information with third parties who perform services on our behalf. For example, this may include companies that send emails on our behalf or help us run our Platform.
- With Any Successors to All or Part of Our Business. For example, if we merge with, are acquired by, or sell part of our business to another entity. This may include an asset sale, corporate reorganization or other change of control.
- To Comply With the Law or To Protect Ourselves. For example, this could include responding to a court order or subpoena. It could also include sharing information if a government agency or investigatory body requests. We might share information when we are investigating a potential fraud.
- For Other Reasons We May Describe to You.
- As Requested or Directed By You.
Children Under 13
The Platform where this Policy is located is meant for adults. We do not knowingly collect personally identifiable data from persons under the age of 13, and strive to comply with the provisions of COPPA (The Children’s Online Privacy Protection Act). If you are a parent or legal guardian and think your child under 13 has provided us with information, please contact us at connect@baumpartners.com. You can also write to us at the address listed at the end of this website Policy. Please mark your inquiries “COPPA Information Request.” Parents, you can learn more about how to protect children’s privacy on-line here.
Choices Regarding Your Information
You have certain choices about how we use your information. Certain choices you make are browser and device specific.
Email and SMS Messages:
Note that we, through a third-party application-to-person vendor, may communicate with you via email or SMS. This may include marketing emails. You may control your communication preferences at any time by contacting us or by following the instructions contained in those communications. Note that message and data rates may apply. The frequency of messages may vary and depend on your engagement or inquiry. You may reply “HELP” if you need assistance of “STOP” to stop receiving SMS messages. If you opt out, we may send you a confirmation SMS message to acknowledge your request. We do sell or share phone numbers to third parties for their own marketing purposes.
Cookies & Other Tracking Technologies:
- Cookies: You can adjust your browser to control cookies to require your affirmative acceptance for new cookies, automatically reject cookies and/or delete or disable existing cookies. How you do so depends on the type of cookie and the browser that you are using. For more information on how to control browser cookies, click here. If information about your browser is not available through this page, please search your browser for instructions about how to opt-out of cookie collection.
- Google Analytics: We may use Google Analytics on our Platform to help us understand how you use our Platform. You can learn about how to opt-out of Google Analytics here.
- Email Tools: You can also change your email settings to block the automatic download of images in email messages, as such images may contain technologies that help us understand how you interact with the message.
- Note that deleting or blocking cookies may impact your experience on our website, as some features may not be available. Certain options you select are browser and device specific.
Our Do Not Track Policy:
- Some browsers have “do not track” features that allow you to tell a website not to track you. These features are not all uniform. We do not currently respond to those signals. If you block cookies, certain features on our sites may not work. If you block or reject cookies, not all of the tracking described here will stop.
- Options you select are browser and device specific.
Your Privacy Rights
Depending on your state of residence, you may have one or more of the rights listed below with respect to the personal information that we maintain about you. We may take steps to verify your identity, as permitted or required under applicable law, before we process your request. Verification may include asking you to provide information about yourself that we can match against information already in our possession.
- Notice. This means that you can request that we disclose what personal information we have collected about you, including the categories of personal information, the categories of sources from which the personal information is collected, the business or commercial purpose for collecting, selling, or sharing personal information, the categories of third parties to whom we have disclosed personal information, and the specific pieces of personal information we have collected about you.
- Deletion. This means that you can request that we delete personal information about you which we have collected from you.
- Correction. This means that you can request that we correct inaccurate personal information that we maintain about you.
- Limit the Use or Disclosure of Sensitive Personal Information. The California Consumer Privacy Act (“CCPA”) provides a right for consumers to request that business limit the use or disclosure of their “sensitive” personal information. We do not collect or process any sensitive personal information except as necessary to perform our services to you.
- Opt-Out of the Sale or Sharing of Personal Information. You may have the right to opt out of the “sale” or sharing of personal information with third parties for cross-contextual marketing purposes. We do not knowingly “sell” or “share” any personal information, including any personal information relating to consumers under the age of 16, as we understand those terms to be defined under applicable law.
Agents that you have authorized to act on your behalf may also submit requests as instructed below. The agent must also provide evidence that they have your written permission to submit a request on your behalf. If we are unable to verify the authenticity of a request, we may ask you for more information or may deny the request.
Individuals who wish to exercise their rights under this section can contact us at connect@baumpartners.com. Please include your name, email address, state of residence, and indicate you are making a “Privacy Rights” request.
Security
The Internet is not 100% secure. We cannot promise that your use of our Platform will be completely safe. We encourage you to use caution when using the Internet. We use reasonable means to safeguard personal information under our control.
Storage of Information
Information we maintain may be stored in or outside of the United States. If you live outside of the United States, you understand and agree that we may transfer your personal information to the United States. This Platform is intended for use in the United States and is subject to the laws of the United States, which may not provide the same level of protections as those in your own country.
Links
Our Platform may contain links to other third-party sites that are not governed by this Policy, including our investor portal login. If you click on a link to a third-party site, you will be taken to a site we do not control. We are not responsible for the privacy practices used by third-party sites. We suggest that you read the privacy policies of those sites carefully.
How to Contact Us
If you have any questions, comments or concerns with respect to our privacy practices or this Policy, or wish to update your information, please feel free to contact us at connect@baumpartners.com.
Changes in Policy
From time to time, we may change our Policy. We will notify you of any material changes to our Policy as required by law. We will also post an updated copy on our Platform. Please check our Platform periodically for updates.
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